PRESCIENT THERAPEUTICS LIMITED — Capital/Financing Update 2021

Sep 13, 2021

Announcement Summary

Entity name

PRESCIENT THERAPEUTICS LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday September 14, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +securitycode	Security description	Number of +securities tobe quoted	Issue date
PTX	ORDINARY FULLY PAID	520,000	14/09/2021

Refer to next page for full details of the announcement

Part 1 - Entity and announcement details

1.1 Name of entity

PRESCIENT THERAPEUTICS LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type ABN

Registration number 56006569106

1.3 ASX issuer code PTX

1.4 The announcement is

New announcement

1.5 Date of this announcement

14/9/2021

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an

Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description PTXAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES TO (Existing Class) ASX +security code and description PTX : ORDINARY FULLY PAID Please state the number of options that were exercised or other +convertible securities that were converted 200,000 The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted 14/9/2021 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: No

An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No

Issue date

14/9/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Issue details

Number of +securities to be quoted200,000
Are the +securities being issued for a cash consideration?Yes
In what currency is the cash consideration being paid?	What is the issue price per +security?
AUD - Australian Dollar	AUD 0.13620000
Any other information the entity wishes to provide about the +securities to be quotedNone

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description

PTXOC : OPTION EXPIRING 31-MAR-2023

TO (Existing Class) ASX +security code and description

PTX : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

The first date the options were exercised or other +convertible securities were converted

The last date the options were exercised or other +convertible securities were converted 14/9/2021

320,000

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

14/9/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Issue details

Number of +securities to be quoted320,000
Are the +securities being issued for a cash consideration?Yes
In what currency is the cash consideration being paid?	What is the issue price per +security?
AUD - Australian Dollar	AUD 0.06250000

Any other information the entity wishes to provide about the +securities to be quoted

The Quoted PTXOC Options subject to exercise were issued under Rights Issue as announced in March 2019

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

ASX +security code and description	Total number of+securities on issue
PTX : ORDINARY FULLY PAID	644,568,468
PTXOC : OPTION EXPIRING 31-MAR-2023	91,982,269

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description	Total number of+securities on issue
PTXAK : OPTION EXPIRING 12-JUL-2025 EX $0.371	1,000,000
PTXAI : OPTION EXPIRING 07-JUL-2025 EX $0.363	2,000,000
PTXAJ : OPTION EXPIRING 07-JUL-2026 EX $0.358	4,000,000
PTXAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	7,732,233
PTXAE : OPTION EXPIRING 01-JUN-2024 EX 7.5C	415,000
PTXAF : OPTION EXPIRING 23-NOV-2024 EX $0.0968	17,000,000
PTXAG : OPTION EXPIRING 08-DEC-2025 EX $0.0968	4,000,000
PTXAH : OPTION EXPIRING 21-DEC-2024 EX $0.0923	1,000,000