PREMIER1 LITHIUM LIMITED — Director's Dealing 2023

Aug 8, 2023

ASX Announcement

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9 August 2023

CORRECTION TO APPENDIX 3YS

SensOre (ASX: S3N or the Company) wishes to advise of a correction to the 6 x Appendix 3Y Change of Directors Interest Notices released to the ASX on 14 July 2023. The date of change for fully paid ordinary shares issued to Directors was incorrectly listed as 7 July 2023 instead of 3 August 2023. The attached 6 x Appendix 3Y Change of Directors Interest Notices correct the date of change for the fully paid ordinary shares.

Authorised for release by the CEO.

About SensOre

SensOre aims to become the top performing minerals targeting company in the world through the deployment of AI and machine learning (ML) technologies, specifically its Discriminant Predictive Targeting® (DPT®) workflow. SensOre collects all available geological information in a terrane and places it in a multidimensional hypercube or data cube. SensOre’s big data approach allows DPT predictive analytics to accurately predict known endowment and generate targets for further discovery.

The SensOre Group has built a tenement portfolio of highly prospective, wholly-owned and joint ventured technology metals tenement packages located in Western Australia. As the capacity of SensOre’s AI technologies expand to new terranes and a broader range of commodities, the Company anticipates that new targets will be identified and acquired in Australia and internationally.

SensOre’s DPT technology has been developed over many years and involves the application of new computer assisted statistical approaches and ML techniques across the workflow of mineral exploration. The workflow includes data acquisition, data processing, ML training, ML prediction and analysis through DPT. SensOre has acquired numerous data sets and used these to generate mineral system targets. Targets have been analysed and vetted by SensOre’s experienced exploration geoscientists. Publicly available data in the form of geophysics, surface geochemical, drilling and geological layers and derivatives have been compiled into a massive data cube covering much of Western Australia. SensOre believes that the combination of big data and ML techniques will provide the next generation of exploration discovery.

1

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SensOre Ltd. ABN 16 637 198 531

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Adrian Phillip Manger
Date of last notice	14 July 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct Interest: 120,000 Fully paid ordinary shares (escrowed for 24 months)

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Indirect Interest: Mr Manger is a director, trustee and beneficiary of: LOGRAR INVESTMENTS PTY LTD < BOLTE INVESTMENT AC Family trust/Super fund of which Mr Manger is a director and Beneficiary -53,200 Fully paid ordinary shares -2,000,000 Fully paid ordinary shares (escrowed until 11 Feb 2024) -228,435 unquoted performance rights exercisable at $0.85 expiring 11 Feb 2027 (escrowed until 11 Feb 2024) SASAK Minerals Pty LTD (Mr Manger is a director and non-controlling shareholder) -10,000,000 Fully paid ordinary shares (escrowed until 11 Feb 2024) -118,000 Fully paid ordinary shares
Date of change		7 July 2023 3 August 2023 (correction date for fully paid ordinary shares)
Number acquired		100,000 fully paid ordinary shares 50,000 options exercisable at $0.375 exp at 6 July 2026 1,000,000 options exercisable at $0.38 exp 6 July 2026
Number disposed		Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.25 per share The placement included one for two free attaching options The 1M options are a change from cash based to equity based directors’ remuneration.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change		Direct Interest: -120,000 Fully paid ordinary shares (escrowed for 24 months) -100,000 Fully paid ordinary shares -50,000 options exercisable at $0.375 exp at 6 July 2026 -1,000,000 options exercisable at $0.38 exp 6 July 2026 Indirect Interest: LOGRAR INVESTMENTS PTY LTD < BOLTE INVESTMENT AC Family trust/Super fund of which Mr Manger is a director and Beneficiary -53,200 Fully paid ordinary shares -2,000,000 Fully paid ordinary shares (escrowed until 11 Feb 2024) -228,435 unquoted performance rights exercisable at $0.85 expiring 11 Feb 2027 (escrowed until 11 Feb 2024) SASAK Minerals Pty LTD (Mr Manger is a director and non-controlling shareholder) -10,000,000 Fully paid ordinary shares (escrowed until 11 Feb 2024) -118,000 Fully paid ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		On-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	No
Nature of interest
Name of registered holder (if issued securities)
Date of change

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SensOre Ltd. ABN 16 637 198 531

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Anthony Paul O’Sullivan

Date of last notice 14 July 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

	Direct or indirect interest		Direct Interest: Nil

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Indirect Interest: Mr O’Sullivan is a director, trustee and beneficiary of: JOZEM PTY LTD < O’SULLIVAN FAMILY NO 1 AC Family Trust/Super fund of which Mr O’Sullivan is a director, trustee and Beneficiary -2,025,316 Fully paid ordinary shares (escrowed until 11 Feb 2024) SASAK Minerals Pty LTD (Mr O’Sullivan is a director and non-controlling shareholder) -10,000,000 Fully paid ordinary shares (escrowed until 11 Feb 2024) -118,000 Fully paid ordinary shares
Date of change		7 July 2023 3 August 2023 (correction date for fully paid ordinary shares)
Number acquired		100,000 fully paid ordinary shares 50,000 options exercisable at $0.375 exp at 6 July 2026 1,000,000 options exercisable at $0.38 exp 6 July 2026
Number disposed		Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.25 per share The placement included one for two free attaching options The 1M options are a change from cash based to equity based directors’ remuneration.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y

Change of Director’s Interest Notice

No. of securities held after change		Direct Interest: Nil Indirect Interest: Mr O’Sullivan is a director, trustee and beneficiary of: JOZEM PTY LTD < O’SULLIVAN FAMILY NO 1 AC Family Trust/Super fund of which Mr O’Sullivan is a director, trustee and Beneficiary -2,025,316 Fully paid ordinary shares (escrowed until 11 Feb 2024) -100,000 Fully paid ordinary shares -50,000 options exercisable at $0.375 exp at 6 July 2026 -1,000,000 options exercisable at $0.38 exp 6 July 2026 SASAK Minerals Pty LTD (Mr O’Sullivan is a director and non-controlling shareholder) -10,000,000 Fully paid ordinary shares (escrowed until 11 Feb 2024) -118,000 Fully paid ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		On-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	No
Nature of interest
Name of registered holder (if issued securities)
Date of change

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SensOre Ltd. ABN 16 637 198 531

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Nicholas James Limb
Date of last notice	14 July 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct Interest: Performance rights Indirect Interest: Fully paid ordinary shares
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Mr Limb is a director, trustee and beneficiary of: - Fountain Oaks Pty Ltd Super Fund A/C>; and - Mishkan Pty Ltd<Knees Road A/C.
Date of change	7 July 2023 3 August 2023 (correction date for fully paid ordinaryshares)
No. of securities held prior to change	278,871 Fully Paid Ordinary Shares 850,222 Fully Paid Ordinary Shares (escrowed until 11 February 2024) 228,435 Performance Rights
Class	Fully Paid Ordinary Shares Fully Paid Ordinary Shares (escrowed until 11 February 2024) Performance Rights

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	1,200,000 Fully paid ordinary shares 600,000 options exercisable at $0.375 exp 6 July 2026 1,000,000 options exercisable at $0.38 exp 6July2026
Number disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$0.25 per ordinary share The placement included one for two free attaching options The 1M options are a change from cash based to equity based directors remuneration.
No. of securities held after change	1,478,871 Fully Paid Ordinary Shares 850,222 Fully Paid Ordinary Shares (escrowed until 11 February 2024) 228,435 Performance Rights 600,000 options exercisable at $0.375 exp 6 July 2026 1,000,000 options exercisable at $0.38 exp 6 July 2026
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	On-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	n/a
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SensOre Ltd. ABN 16 637 198 531

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Richard James Taylor
Date of last notice	14 July 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct Interest: Performance rights 800,000 unquoted performance rights exercisable at $0.25 exp on 1 Feb 2025 (escrowed until 11 Feb 2024) 277,216 unquoted performance rights exercisable at $0.79 exp on 1 Feb 2026 (escrowed until 11 Feb 2024)
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Indirect Interest: Giffords Pty Ltd ; 534,937 Fully Paid Ordinary Shares (escrowed until 11 February 2024) 103,800 Fully paid Ordinary Shares
Date of change		7 July 2023 3 August 2023 (correction date for fully paid ordinary shares)
Number acquired		100,000 fully paid ordinary shares 50,000 options exercisable at $0.375 exp at 6 July 2026
Number disposed		Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.25 per share The placement included one for two free attaching options

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change		Direct Interest: Performance rights 800,000 unquoted performance rights exercisable at $0.25 exp on 1 Feb 2025 (escrowed until 11 Feb 2024) 277,216 unquoted performance rights exercisable at $0.79 exp on 1 Feb 2026 (escrowed until 11 Feb 2024) Indirect Interest: Giffords Pty Ltd ; 534,937 Fully Paid Ordinary Shares (escrowed until 11 February 2024) 203,800 Fully paid Ordinary Shares 50,000 options exercisable at $0.375 exp at 6 July 2026
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		On-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	No
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SensOre Ltd. ABN 16 637 198 531

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Robert William Peck
Date of last notice	14 July 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct Interest: Performance rights 228,435 unquoted performance rights exercisable at $0.85 exp 11 Feb 2027 (escrowed until 11 Feb 2024).
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Indirect Interest: Mr Peck is a director, trustee and beneficiary of: - Kronton Pty Ltd UNIT A/C>; - 200,000 Fully Paid Ordinary Shares (escrowed until 11 February 2024) Mr Peck is a director, trustee and beneficiary of: - WANGANUI Pty Ltd HARTEL S/F A/C>; - 5,837,505 Fully Paid Ordinary Shares (escrowed until 11 February 2024) - 495,341 Fully Paid Ordinary Shares

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Date of change		7 July 2023 3 August 2023 (correction date for fully paid ordinary shares)
Number acquired		400,000 fully paid ordinary shares 200,000 options exercisable at $0.375 exp at 6 July 2026 1,500,000 options exercisable at $0.38 exp at 6 July 2026
Number disposed		Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.25 per share The placement included one for two free attaching options The 1.5M options are a change from cash based to equity based directors remuneration.
No. of securities held after change		Direct Interest: Performance rights 228,435 unquoted performance rights exercisable at $0.85 exp 11 Feb 2027 (escrowed until 11 Feb 2024). Indirect Interest: Mr Peck is a director, trustee and beneficiary of: - Kronton Pty Ltd UNIT A/C>; - 200,000 Fully Paid Ordinary Shares (escrowed until 11 February 2024) - 400,000 Fully Paid Ordinary Shares - 200,000 options exercisable at $0.375 exp at 6 July 2026 - 1,500,000 options exercisable at $0.38 exp at 6 July 2026 Mr Peck is a director, trustee and beneficiary of: - WANGANUI Pty Ltd HARTEL S/F A/C>; - 5,837,505 Fully Paid Ordinary Shares (escrowed until 11 February 2024) - 495,341 Fully Paid Ordinary Shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		On-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SensOre Ltd. ABN 16 637 198 531

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Robert Rowe
Date of last notice	14 July 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct Interest: - 50,965 fully paid ordinary shares (escrowed until 11 February 2024) - 624,000 unquoted performance rights exercisable at $0.25 expiring on 1 April 2025 (escrowed until 11 February 2024) - 216,228 unquoted performance rights exercisable at $0.79 expiring on 1 April 2026 (escrowed until 11 February 2024)
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Indirect Interest: Fiona McCaw (spouse): -308,596 Fully paid ordinary shares (escrowed until 11 Feb 2024) -29,600 Fully paid ordinary shares
Date of change		7 July 2023 3 August 2023 (correction date for fully paid ordinary shares)
Number acquired		-40,000 fully paid ordinary shares -20,000 options exercisable at $0.375 exp at 6 July 2026
Number disposed		Nil

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.25 per share The placement included one for two free attaching options at $0.375
No. of securities held after change		Direct Interest: - 50,965 fully paid ordinary shares (escrowed until 11 February 2024) -40,000 fully paid ordinary shares -20,000 options exercisable at $0.375 exp at 6 July 2026 - 624,000 unquoted performance rights exercisable at $0.25 expiring on 1 April 2025 (escrowed until 11 February 2024) - 216,228 unquoted performance rights exercisable at $0.79 expiring on 1 April 2026 (escrowed until 11 February 2024) Indirect Interest: Fiona McCaw (spouse): -308,596 Fully paid ordinary shares (escrowed until 11 Feb 2024) -29,600 Fully paid ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		On-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	No
Nature of interest
Name of registered holder (if issued securities)
Date of change

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3