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PREDICTIVE DISCOVERY LIMITED — Major Shareholding Notification 2019
Apr 2, 2019
65537_rns_2019-04-02_7730ed0b-e828-4a06-8e85-f01cbc3fe27f.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme ACN/ARSN |
Predictive Discovery Limited 127 171 877 |
|---|---|
| 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
Sprott Inc. (and its entities listed in Annexure 1) |
| The holder ceased to be a | |
| substantial holder on | 22/02/2019 |
| The previous notice was given to the company on | 10/09/2018 |
| The previous notice was dated | 21/11/2017 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 22/02/19 | Exploration Capital Partners 2005 Limited Partnership |
On-market sale | \$0.01 | 24,711,157 | 24,711,157 |
| 25/02/19 | Exploration Capital Partners 2005 Limited Partnership |
On-market sale | \$0.01 | 219,923 | 219,923 |
| 27/02/19 | Exploration Capital Partners 2005 Limited Partnership |
On-market sale | \$0.01 | 100,000 | 100,000 |
| 28/02/19 | Exploration Capital Partners 2005 Limited Partnership |
On-market sale | \$0.01 | 3,607,016 | 3,607,016 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| Sprott and each of the Sprott Group Entities | ECP, SCP, SGRI and each other Sprott Group Entity listed in Annexure A are controlled bodies | |
| (including ECP, SCP and SGRI) | corporate of Sprott and therefore are associates under section 12(2)(a) of the Corporations Act. |
4. Addresses
The addresses of the persons named in this form are as follows:
| Name | Addres. |
|---|---|
| Sprott Inc. (and its entities listed in Annexure 1 | Royal Bank Plaza, South Tower, 200 Bay Street, Suite 2600, Toronto, Ontario M5J 2J1, Canada |
| 605 | page 2/3 |
|---|---|
Signature
| print name | capacity Authorized Signatory | ||||
|---|---|---|---|---|---|
| sign here | homas | $\mu$ / | $A$ rich | Date |
$\bar{t}$
Annexure A of Form 605
This is Annexure A referred to in the Form 605, signed by me and dated:
Shomas V. While, General Counsel
By Thomas W. Ulrich Managing Director
Authorized Signatory
Annexure A -- Details of Sprott Inc. and its controlled entities
| Name | Address of Registered Office | Postal Address |
|---|---|---|
| Sprott Inc. | 200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
| Exploration Capital Partners 2005 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Exploration Capital Partners 2008 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Exploration Capital Partners 2009 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Exploration Capital Partners 2012 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Exploration Capital Partners 2014 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Natural Resource Income Investing LP | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Resource Capital Investment Corp. | 1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Resource Income Partners LP | 1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott Asset Management LP | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott Asset Management USA Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott GenPar Ltd. | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott Global Resource Investments Ltd. | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott Private Resource Lending (M), LP | 2711 Centerville Road, Suite 400, Wilmington, Delaware 19808 |
2711 Centerville Road, Suite 400, Wilmington, Delaware 19808 |
| Sprott Private Resource Lending (C-Co-Invest), LP | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott Private Resource Lending (M-Co-Invest), LP | 2711 Centerville Road, Suite 400, Wilmington, Delaware 19808 |
2711 Centerville Road, Suite 400, Wilmington, Delaware 19808 |
| Sprott Capital Partners LP | 200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
| Sprott Resource Lending Corp. | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott Rights & PIPEs Opportunity I LP | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott Rights & PIPEs Opportunity VII LP | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott U.S. Holdings Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |