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PREDICTIVE DISCOVERY LIMITED — Capital/Financing Update 2022
Jun 6, 2022
65537_rns_2022-06-06_abac7a51-eb8e-4add-9a35-b3a521dc11be.pdf
Capital/Financing Update
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Proposed issue of securities
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Announcement Summary
Entity name
PREDICTIVE DISCOVERY LIMITED
Announcement Type
New announcement
Date of this announcement
7/6/2022
The Proposed issue is:
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A placement or other type of issue
Total number of +securities proposed to be issued for a placement or other type of issue
| Maximum Number of | ||
|---|---|---|
| ASX +security code | +Security description | +securities to be issued |
| New class-code to be | Unlisted options exercisable at $0.30 expiring 3 years from | 3,000,000 |
| confirmed | date of issue | |
| New class-code to be | ZEPOS expiring 3 years from date of issue | 500,000 |
| confirmed | ||
| New class-code to be | ZEPOS expiring 5 years from date of issue | 1,000,000 |
| confirmed | ||
| New class-code to be | ZEPOS expiring 48 months from date of issue | 500,000 |
| confirmed |
Proposed +issue date
15/7/2022
Refer to next page for full details of the announcement
Proposed issue of securities
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Proposed issue of securities
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Part 1 - Entity and announcement details
1.1 Name of +Entity
PREDICTIVE DISCOVERY LIMITED
We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
1.2 Registered Number Type
ACN
Registration Number
127171877
1.3 ASX issuer code
PDI
1.4 The announcement is
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New announcement
1.5 Date of this announcement
7/6/2022
1.6 The Proposed issue is:
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A placement or other type of issue
Proposed issue of securities
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Proposed issue of securities
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Part 7 - Details of proposed placement or other issue
Part 7A - Conditions
7A.1 Do any external approvals need to be obtained or other conditions satisfied before the placement or other type of issue can proceed on an unconditional basis? Yes
7A.1a Conditions
Approval/Condition Date for determination Is the date estimated or ** Approval actual? received/condition met? +Security holder approval 14/7/2022 Estimated No
Comments
Part 7B - Issue details
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities are non CDIs)
Have you received confirmation from Will the entity be seeking quotation ASX that the terms of the proposed of the 'new' class of +securities on +securities are appropriate and ASX? equitable under listing rule 6.1? No No ASX +security code +Security description New class-code to be confirmed Unlisted options exercisable at $0.30 expiring 3 years from date of issue
+Security type
Options
Proposed issue of securities
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Proposed issue of securities
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| Proposed issue of securities | ||
|---|---|---|
| Number of +securities proposed to be | issued | |
| 3,000,000 | ||
| Offer price details | ||
| Are the +securities proposed to be issued being issued for a cash consideration? | ||
| No | ||
| Please describe the consideration being provided for the +securities | ||
| Director Incentive | ||
| Please provide an estimate of the AUD | equivalent of the consideration being | |
| provided for the +securities | ||
| 379,418.000000 | ||
| Will all the +securities issued in this class rank equally in all respects from | ||
| their issue date? | ||
| Yes | ||
| Options details | ||
| +Security currency | Exercise price | Expiry date |
| AUD - Australian Dollar | AUD 0.3000 | 15/7/2025 |
| Details of the type of +security that will be issued if the option is exercised | ||
| PDI : ORDINARY FULLY PAID | ||
| Number of securities that will be issued if the option is exercised | ||
| One fully paid ordinary share (ASX:PDI) | ||
| Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities | ||
| proposed to be issued or provide the information by separate announcement. | ||
| Is the proposed security a 'New | Will the proposed issue of this | |
| class' (+securities in a class that is | +security include an offer of | |
| not yet quoted or recorded by ASX) | attaching +securities? | |
| or an 'Existing class' (additional | No | |
| securities in a class that is already | ||
| quoted or recorded by ASX)? | ||
| New class |
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Proposed issue of securities
Details of +securities proposed to be issued
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ISIN Code (if Issuer is a foreign company and +securities are non CDIs)
Have you received confirmation from Will the entity be seeking quotation
ASX that the terms of the proposed of the 'new' class of +securities on
+securities are appropriate and ASX?
equitable under listing rule 6.1? No
No
ASX +security code +Security description
New class-code to be confirmed ZEPOS expiring 3 years from date of issue
+Security type
Options
Number of +securities proposed to be issued
500,000
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Director Incentive
Please provide an estimate of the AUD equivalent of the consideration being
provided for the +securities
100,000.000000
Will all the +securities issued in this class rank equally in all respects from
their issue date?
Yes
Options details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.0000 15/7/2025
Details of the type of +security that will be issued if the option is exercised
PDI : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One fully paid ordinary share (ASX:PDI)
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Proposed issue of securities
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Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement.
| Is the proposed security a 'New | Will the proposed issue of this |
|---|---|
| class' (+securities in a class that is | +security include an offer of |
| not yet quoted or recorded by ASX) | attaching +securities? |
| or an 'Existing class' (additional | No |
| securities in a class that is already | |
| quoted or recorded by ASX)? | |
| New class | |
| Details of +securities proposed to be issued | |
| ISIN Code (if Issuer is a foreign company and +securities are non CDIs) | |
| Have you received confirmation from | Will the entity be seeking quotation |
| ASX that the terms of the proposed | of the 'new' class of +securities on |
| +securities are appropriate and | ASX? |
| equitable under listing rule 6.1? | No |
| No | |
| ASX +security code | +Security description |
| New class-code to be confirmed | ZEPOS expiring 5 years from date of issue |
| +Security type | |
| Options | |
| Number of +securities proposed to be | issued |
| 1,000,000 | |
| Offer price details | |
| Are the +securities proposed to be issued being issued for a cash consideration? | |
| No | |
| Please describe the consideration being provided for the +securities Director Incentive |
|
| Please provide an estimate of the AUD | equivalent of the consideration being |
| provided for the +securities | |
| 200,000.000000 | |
| Will all the +securities issued in this class rank equally in all respects from | |
| their issue date? | |
| Yes |
Proposed issue of securities
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Proposed issue of securities
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Options details
+Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.0000 15/7/2027
Details of the type of +security that will be issued if the option is exercised
PDI : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One fully paid ordinary share
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement.
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities are non CDIs)
Have you received confirmation from Will the entity be seeking quotation ASX that the terms of the proposed of the 'new' class of +securities on +securities are appropriate and ASX? equitable under listing rule 6.1? No No ASX +security code +Security description New class-code to be confirmed ZEPOS expiring 48 months from date of issue
+Security type
Options
Number of +securities proposed to be issued
500,000
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration? No
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Please describe the consideration being provided for the +securities
Director Incentive
Please provide an estimate of the AUD equivalent of the consideration being
provided for the +securities
100,000.000000
Will all the +securities issued in this class rank equally in all respects from
their issue date?
Yes
Options details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.0000 15/7/2026
Details of the type of +security that will be issued if the option is exercised
PDI : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One fully paid ordinary share (ASX:PDI)
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Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement.
Part 7C - Timetable
7C.1 Proposed +issue date
15/7/2022
Part 7D - Listing Rule requirements
7D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1? No
7D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? No
7D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity's
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additional 10% placement capacity under listing rule 7.1A (if applicable)? No 7D.2 Is a party referred to in listing rule 10.11 participating in the proposed issue? Yes 7D.3 Will any of the +securities to be issued be +restricted securities for the purposes of the listing rules? No 7D.4 Will any of the +securities to be issued be subject to +voluntary escrow? No Part 7E - Fees and expenses 7E.1 Will there be a lead manager or broker to the proposed issue? No 7E.2 Is the proposed issue to be underwritten? No
7E.4 Details of any other material fees or costs to be incurred by the entity in connection with the proposed issue Part 7F - Further Information 7F.01 The purpose(s) for which the entity is issuing the securities Director Incentive 7F.1 Will the entity be changing its dividend/distribution policy if the proposed issue proceeds? No 7F.2 Any other information the entity wishes to provide about the proposed issue See ASX release 7 June 2022
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