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PRECISION BIOSCIENCES INC — Director's Dealing 2021
Apr 14, 2021
34491_dirs_2021-04-14_5801f39f-d422-4d16-8378-f41da64bce2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRECISION BIOSCIENCES INC (DTIL)
CIK: 0001357874
Period of Report: 2021-04-12
Reporting Person: KANE MATTHEW R. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-12 | Common Stock | M | 21514 | $0.04 | Acquired | 1974537 | Direct |
| 2021-04-12 | Common Stock | S | 9741 | $8.67 | Disposed | 1964796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-12 | Employee Stock Option (Right to Buy) | $0.04 | M | 21514 | Disposed | 2021-05-17 | Common Stock (21514) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10841 | Indirect |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.
F2: Shares are held by Chelsea Lynam Kane, the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: The option is fully vested and exercisable.
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