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PRECISION BIOSCIENCES INC — Director's Dealing 2021
Apr 21, 2021
34491_dirs_2021-04-21_0e6f779a-e6eb-4427-80be-614ab7cdd758.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRECISION BIOSCIENCES INC (DTIL)
CIK: 0001357874
Period of Report: 2021-04-19
Reporting Person: JANTZ DEREK (Director, Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-19 | Common Stock | M | 21514 | $0.04 | Acquired | 4026435 | Direct |
| 2021-04-19 | Common Stock | S | 9676 | $8.69 | Disposed | 4016759 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-19 | Employee Stock Option (Right to Buy) | $0.04 | M | 21514 | Disposed | 2021-05-17 | Common Stock (21514) | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.63 to $8.69. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option is fully vested and exercisable.