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Precipio, Inc. — Director's Dealing 2019
Apr 19, 2019
34807_dirs_2019-04-18_b01cd21f-0d36-4be9-8efc-1168ae533284.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Precipio, Inc. (PRPO)
CIK: 0001043961
Period of Report: 2018-11-29
Reporting Person: Cohen David Seth (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-29 | 8% Convertible Promissory Note | $0.29 | A | Acquired | Common Stock (189466) | Direct | ||
| 2018-11-29 | Warrant to Purchase Common Stock | $0.36 | A | 189466 | Acquired | 2023-11-29 | Common Stock (189466) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 860881 | Direct |
Footnotes
F1: In connection with a 8% Senior Secured Convertible Promissory Note dated November 29, 2018, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant from the time of issuance up to the maturity date of such notes.
F2: N/A
F3: In connection a Common Stock Purchase Warrant Agreement dated November 29, 2018, the reporting person may purchase one share of the issuer's common stock per warrant at a price per share of $0.36.