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Precipio, Inc. — Director's Dealing 2017
Oct 13, 2017
34807_dirs_2017-10-13_a6f974ff-8a09-4b77-982b-02db24855310.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Precipio, Inc. (PRPO)
CIK: 0001043961
Period of Report: 2017-10-10
Reporting Person: Rimer Mark (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-10 | Common Stock | J | 124496 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-10 | Offering Warrant to Purchase Common Stock | $3.00 | J | 124496 | Disposed | 2022-08-28 | Common Stock (124496) | Indirect |
| 2017-10-10 | Warrant to Purchase Common Stock | $7.00 | J | 91420 | Disposed | 2022-06-29 | Common Stock (91420) | Indirect |
Footnotes
F1: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.
F2: The Warrant to Purchase Common Stock is exercisable as to 22,857 shares of Common Stock of the Issuer upon grant and as to 68,572 shares of Common Stock of the Issuer upon Kuzven's performance of certain obligations as set forth in the Warrant to Purchase Common Stock.