Prakash Industries Ltd. — Regulatory Filings 2021

Jun 30, 2021

Prakash Industries Limited

Srivan, Bijwasan, New Delhi -110061 CIN: L27109HR1980PLC010724 Tel.: 25305800, 28062115 Fax : 91-11-28062119 E-mail : pilho@prakash.com Website : www.prakash.com

Pl LIS E/Disclosure/2021

Listing Department National Stock Exchange of India Ltd. Exchange Plaza. 5th Floor, Plot No. C/1 G Block,Bandra-Kurla Complex, Bandra (E) Mumbai - 400051

30th June. 2021

Listing Department BSE Ltd. Phiroze Jeejeebhoy Towers Dalal Street, Mumbai - 400001

Company Symbol : PRAKASH

Company Code · 506022

Sub: Secretarial Compliance Report of the Company under Regulation 24(A) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 ["SEBI Listing Regulations, 2015"] for the Financial Year ended 31 st March, 2021

Dear Sir I Madam,

Please find enclosed herewith Annual Secretarial Compliance Report of the Company under Regulation 24(A) of the SEBI Listing Regulations. 2015. issued by Mis B K Bohra & Associates. Pract1s1ng Company Secretary. Secretarial Auditor of the Company for the financial year ended 31 51 March 2021 pursuant to SEBI Circular No CIR/CFD/CMD 1 /27 I 2019 dated February 08. 2019

Kindly take the same on your record .

Thanking you

Yours fa1thf ully. for Prakash Industries Limited

Ashwin i Kumar Company Secretary

Encls as above

"Secretarial Compliance Report of Prakash Industries Limited"

!Pursuant to Regulation 24A of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with SEBI Circular No. CIR/CFD/CMDl/27/2019 dated February 08, 20191

To,

Prakash Industries Limited 15 Km. Stone, Delhi Road Hissar, Haryana - 125044

Sub.: Secretarial Compliance Report of Prakash Industries Limited (CIN: L27109HR1980PLC010724) for the Financial year ended 3151 March, 2021

We, BK Bohra & Associates, Practicing Company Secretaries have examined:

• (a) all the documents and records made availab le to us and explanations provided by Prakash Industries Limited ("the listed entity"),
• (b) the filings/ submissions made by the listed entity to the stock exchanges,
• (c) website of the listed entity,
• (d) any other document/filing, as may be relevant which has been relied upon to make this certification,

for the financial year ended 31 sr March, 2021 ("Review Period") in respect of compliance with the provisions of:

• (a) The Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder, and
• (b) The Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBI");

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

• (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 20 I 5;
• (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018;
• (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 20 I I;
• (d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; Not attracted during the period under review.
• (e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014; Not attracted during the period under review.
• (f) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; Not attracted during the period under review.
• (g) Securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013; Not attracted during the period under review.
• (h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
• (i) T ities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009; Not ~ ing the period under review.

Q) 0 ~ (fl ^~co * * Continued ...... .

'IJany sec.\ E-mail: csbkbohra@outlook.com (M): 9982396496, 8209287715 Regd. Add.: Ward No. 3, VPO-Gogasar, Teh.-Rataogarh, Dist.- Churu (Rajasthan)-331504 j) Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993;

and circulars/ guidelines issued thereunder,

and based on the above examination, we hereby report that, during the Review Period:

(a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

Sr. No.	Compliance Requirement (Regulations I Circulars/ Guidelines includine specific clause)	Deviations	Observations/ Remarks of the Practicing Company Secretary
	NIL

• (b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/guidelines issued thereunder insofar as it appears from our examination of those records.
• (c) The fo llowing are the details of actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (includ ing under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Rt:gulations and circulars/ guidelines issued thereunder:

Sr. No.	Action taken by	Details of violation	Details of action taken E.g. fines, warning letter, debarment, etc.	Observations/ remarks of the Practicing Company Secretary, if any
			NIL

• (d) The listed entity has taken the following actions to comply with the observations made m previous reports:
• There was delay in submission of Shareho lding Pattern for quarter ending 31 st March, 2020 to the Stock Exchanges viz. NSE & BSE which was done on ³ rd June, 2020. The Company had paid the amount of fine to NSE and BSE.

Company has complied with and taken required action on the same, as mentioned in the previous year report, hence, no further action was required to be taken by the Company.

Company Secretaries

Place : New Delhi Date : 31st May, 2021