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Prairie Operating Co. — Director's Dealing 2024
Aug 20, 2024
34225_dirs_2024-08-19_0e0ff61f-839d-47f0-b902-bb805e8725e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prairie Operating Co. (PROP)
CIK: 0001162896
Period of Report: 2024-08-15
Reporting Person: Narrogal Nominees Pty Ltd ATF Gregory K O'Neill Family Trust (10% Owner)
Reporting Person: Narrogal Nominees Pty Ltd (10% Owner)
Reporting Person: O'Neill Gregory K (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-15 | Common Stock | X | 4000000 | $6 | Acquired | 6039614 | Direct |
| 2024-08-15 | Common Stock | C | 4000000 | $5 | Acquired | 10039614 | Direct |
| 2024-08-15 | Common Stock | C | 400000 | $5 | Acquired | 10439614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-15 | Series E B Common Stock Purchase Warrant | $6 | X | 4000000 | Disposed | 2024-08-15 | Common Stock (4000000) | Direct |
| 2024-08-15 | Series E Preferred Stock | $5 | C | 20000 | Disposed | Common Stock (4000000) | Direct | |
| 2024-08-15 | Series D Preferred Stock | $5 | C | 2000 | Disposed | Common Stock (400000) | Direct |
Footnotes
F1: Narrogal Nominees Pty Ltd ATF Gregory K O'Neill Family Trust (the "Family Trust") is the record holder of approximately 218 shares of Series D convertible preferred stock convertible to 43,616 shares of common stock, par value $0.01 per share ("Common Stock") of the Issuer within 60 days. The Reporting Person additionally holds approximately 7,782 shares of Series D convertible preferred stock convertible to 1,556,384 shares of Common Stock, an A warrant to purchase 2,000,000 shares of Common Stock expiring May 3, 2028, and an A warrant to purchase 4,000,000 shares of Common Stock expiring August 15, 2028, each of which is not exercisable or convertible, as applicable, within 60 days of the date hereof.
F2: The Series D Preferred Stock and Series E Preferred Stock have no expiration date.