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Prairie Operating Co. — Director's Dealing 2024
Sep 18, 2024
34225_dirs_2024-09-18_2eee2c86-5178-462a-a15f-7a4a2d7a01db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prairie Operating Co. (PROP)
CIK: 0001162896
Period of Report: 2023-09-07
Reporting Person: Wallis James W. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-07 | Common Stock | P | 204422 | $3.05 | Acquired | 774345 | Indirect |
| 2023-10-10 | Common Stock | S | 68134 | $3.05 | Disposed | 706211 | Indirect |
| 2024-05-01 | Common Stock | X | 63719 | $6 | Acquired | 769930 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-07 | Series D Convertible Preferred Stock | $5 | P | 477.89 | Acquired | Common Stock (95578) | Indirect | |
| 2023-09-07 | Series A Warrants | $6 | P | 95578 | Acquired | 2028-05-03 | Common Stock (95578) | Indirect |
| 2023-09-07 | Series B Warrants | $6 | P | 95578 | Acquired | 2024-05-03 | Common Stock (95578) | Indirect |
| 2023-10-10 | Series D Convertible Preferred Stock | $5 | S | 159.3 | Disposed | Common Stock (31860) | Indirect | |
| 2023-10-10 | Series A Warrants | $6 | S | 31860 | Disposed | 2028-05-03 | Common Stock (31860) | Indirect |
| 2023-10-10 | Series B Warrants | $6 | S | 31860 | Disposed | 2024-05-03 | Common Stock (31860) | Indirect |
| 2024-05-01 | Series B Warrants | $6 | X | 63719 | Disposed | 2024-05-03 | Common Stock (63719) | Indirect |
Footnotes
F1: On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.
F2: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.
F3: On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.
F4: The shares of Series D Convertible Preferred Stock have no expiration date.