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Prairie Operating Co. — Director's Dealing 2022
Apr 1, 2022
34225_dirs_2022-04-01_5446a4dd-c3c2-429a-ac8a-621957499579.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Creek Road Miners, Inc. (CRKR)
CIK: 0001162896
Period of Report: 2022-03-30
Reporting Person: KAUFMAN SCOTT D (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-31 | Common Stock | S | 7000 | $2.7119 | Disposed | 1202523 | Direct |
| 2022-03-31 | Common Stock | S | 11000 | $2.6333 | Disposed | 1202523 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-30 | Series A Preferred Stock | $0 | M | 6249 | Disposed | Common Stock (357085) | Direct | |
| 2022-03-30 | Convertible Debenture | $0.175 | C | Disposed | 2022-12-31 | Common Stock (11000) | Indirect | |
| 2022-03-31 | Convertible Debenture | $0.175 | C | Disposed | 2022-12-31 | Common Stock (7000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (357142) | 6250 | Direct | |
| Options | $2.65 | Common Stock (2625000) | 2625000 | Direct | |
| Options | $0.25 | 2025-08-03 | Common Stock (37500) | 37500 | Direct |
| Convertible Debenture | $0.175 | 2022-12-31 | Common Stock (14267714) | Indirect | |
| Warrant | $0.175 | 2024-12-01 | Common Stock (4285174) | 4285174 | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
F2: The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175).
F3: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.
F4: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00.