Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Prairie Operating Co. Director's Dealing 2022

Apr 1, 2022

34225_dirs_2022-04-01_5446a4dd-c3c2-429a-ac8a-621957499579.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Creek Road Miners, Inc. (CRKR)
CIK: 0001162896
Period of Report: 2022-03-30

Reporting Person: KAUFMAN SCOTT D (Director, CEO and President, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-31 Common Stock S 7000 $2.7119 Disposed 1202523 Direct
2022-03-31 Common Stock S 11000 $2.6333 Disposed 1202523 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-30 Series A Preferred Stock $0 M 6249 Disposed Common Stock (357085) Direct
2022-03-30 Convertible Debenture $0.175 C Disposed 2022-12-31 Common Stock (11000) Indirect
2022-03-31 Convertible Debenture $0.175 C Disposed 2022-12-31 Common Stock (7000) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Preferred Stock $ Common Stock (357142) 6250 Direct
Options $2.65 Common Stock (2625000) 2625000 Direct
Options $0.25 2025-08-03 Common Stock (37500) 37500 Direct
Convertible Debenture $0.175 2022-12-31 Common Stock (14267714) Indirect
Warrant $0.175 2024-12-01 Common Stock (4285174) 4285174 Indirect

Footnotes

F1: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F2: The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175).

F3: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.

F4: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00.