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Prairie Operating Co. Director's Dealing 2021

Mar 30, 2021

34225_dirs_2021-03-29_8af66b0d-9626-4da4-9773-dbdef3a527bc.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WIZARD BRANDS, INC. (WIZD)
CIK: 0001162896
Period of Report: 2020-11-24

Reporting Person: KAUFMAN SCOTT D (Director, Chairman, CEO & President)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
12% Senior Secured Convertible Debenture $0.25 Common Stock (10000000) Indirect
Series A Common Stock Purchase Warrant $2.50 Common Stock (300000) Indirect

Footnotes

F1: On December 17, 2019, Barlock 2019 Fund, LP ("Barlock Fund") purchased from the Issuer a 12% Senior Secured Convertible Debenture in the principal amount of $2,500,000, convertible into shares of the Issuer's common stock at a per share price (as adjusted pursuant to the terms thereof) of $0.25 (the "Debenture"), and the Issuer issued to Barlock Capital Management LLC ("Barlock Management") a Series A Common Stock Purchase Warrant to purchase 300,000 shares of the Issuer's common stock at a per share exercise price of $2.50 (the "Warrant"). The Debenture matures on December 30, 2022 and the Warrant expires on December 1, 2024. The reporting person exercises voting and dispositive power of the securities held by each of Barlock Fund and Barlock Management, but disclaims any pecuniary interest in the securities held by Barlock Fund.