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Prairie Operating Co. — Director's Dealing 2021
Mar 30, 2021
34225_dirs_2021-03-29_8af66b0d-9626-4da4-9773-dbdef3a527bc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WIZARD BRANDS, INC. (WIZD)
CIK: 0001162896
Period of Report: 2020-11-24
Reporting Person: KAUFMAN SCOTT D (Director, Chairman, CEO & President)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 12% Senior Secured Convertible Debenture | $0.25 | Common Stock (10000000) | Indirect | ||
| Series A Common Stock Purchase Warrant | $2.50 | Common Stock (300000) | Indirect |
Footnotes
F1: On December 17, 2019, Barlock 2019 Fund, LP ("Barlock Fund") purchased from the Issuer a 12% Senior Secured Convertible Debenture in the principal amount of $2,500,000, convertible into shares of the Issuer's common stock at a per share price (as adjusted pursuant to the terms thereof) of $0.25 (the "Debenture"), and the Issuer issued to Barlock Capital Management LLC ("Barlock Management") a Series A Common Stock Purchase Warrant to purchase 300,000 shares of the Issuer's common stock at a per share exercise price of $2.50 (the "Warrant"). The Debenture matures on December 30, 2022 and the Warrant expires on December 1, 2024. The reporting person exercises voting and dispositive power of the securities held by each of Barlock Fund and Barlock Management, but disclaims any pecuniary interest in the securities held by Barlock Fund.