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Prairie Operating Co. — Director's Dealing 2012
Apr 13, 2012
34225_dirs_2012-04-13_5b6ce6e9-11d4-409f-b493-e50ebc0cb8d4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Wizard World, Inc. (WIZD)
CIK: 0001162896
Period of Report: 2012-03-30
Reporting Person: SUESS GREGORY (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Purchase) | $0.44 | 2016-05-09 | common stock, par value $0.0001 per share (150000) | Direct | |
| Series A Preferred Stock | $0.40 | common stock, par value $0.0001 per share (250) | Direct | ||
| Common Stock Purchase Warrant | $0.40 | 2016-04-18 | common stock, par value $0.0001 per share (12500) | Direct | |
| Common Stock Purchase Warrant | $0.40 | 2016-12-06 | common stock, par value $0.0001 per share (6250) | Direct |
Footnotes
F1: 7,222 options vested on the Date Exercisable and 12,500 options will vest per fiscal quarter over a three year period.
F2: Mr. Suess received, pursuant to a stock option agreement, entered into as of May 9, 2011, by and between Wizard World Inc. ("the Company") and Mr. Suess, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.44. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended July 31, 2011, and pro-rated for the number of days Mr. Suess served on the board of directors (the "Board") during the first fiscal quarter. As of the date hereof, 44,722 options have vested.
F3: The Series A Preferred Stock do not have an expiration date.