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PPX Mining — Regulatory Filings 2021
Jul 16, 2021
44369_rns_2021-07-15_ab435776-17a7-4d20-9160-6fda246ddb6a.pdf
Regulatory Filings
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FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
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I, Natasha Tsai ____ , an officer of the reporting issuer noted below have examined this
Form 13-501F1 (the Form ) being submitted hereunder to the Alberta Securities Commission and
certify that to my knowledge, having exercised reasonable diligence, the information provided in
the Form is complete and accurate.
Natasha Tsai, Chief Financial Officer ____ ____ July 15, 2021
Name: Date:
Title:
Reporting Issuer Name: PPX Mining Corp.
End date of previous financial year: September 30, 2020
Type of Reporting Issuer: [ ] Class 1 reporting [ ] Class 3B reporting
issuer issuer
Highest Trading Marketplace: TSX Venture Exchange
Market value of listed or quoted equity securities:
Equity Symbol PPX
1st Specified Trading Period (dd/mm/yy) __ to _____ 01/10/19 31/12/19
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ____ 0.0280
marketplace (i)
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| Number of securities in the class or series of such | ||
|---|---|---|
| security outstanding at the end of the last trading day of | ______ 494497947 |
|
| the specified trading period | (ii) | |
| (i) x (ii) | $ ____ 13845942.5160 |
|
| Market value of class or series | (A) | |
| 2nd Specified Trading Period(dd/mm/yy) | ___ to __ 31/03/20 01/01/20 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.0280 |
|
| marketplace | (iii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 501415848 |
|
| the specified trading period | (iv) | |
| (iii) x (iv) | $ ____ 14039643.7440 |
|
| Market value of class or series | (B) | |
| 3rd Specified Trading Period(dd/mm/yy) | ___ to __ 30/06/20 01/04/20 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.0280 |
|
| marketplace | (v) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 501415848 |
|
| the specified trading period | (vi) | |
| (v) x (vi) | $ ____ 14039643.7440 |
|
| Market value of class or series | (C) |
4th Specified Trading Period (dd/mm/yy) __ to __ 01/07/20 30/09/20 Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading $ ___ 0.0308 marketplace (vii) Number of securities in the class or series of such security outstanding at the end of the last trading day of ___ 501415848 the specified trading period (viii) (vii) x (viii) $ ___ 15443608.1184 Market value of class or series (D) 5th Specified Trading Period (dd/mm/yy) __ to __ Not applicable Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading $ ___ marketplace (ix) Number of securities in the class or series of such security outstanding at the end of the last trading day of ___ the specified trading period (x) (ix) x (x) $ ___ Market value of class or series (E) Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading $ ____ 14342209.53 period (i.e. A through E above)) ( 1 )
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
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Fair value of outstanding debt securities:
(Provide details of how value was determined) $ ___
( 2 )
Capitalization for the previous financial year (1) + (2) $ ___ 14342209.5300
Participation Fee $ ___ 500.0000
Late Fee , if applicable $ ___
Total Fee Payable $ ____ 500.0000
(Participation Fee plus Late Fee)
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