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PPL Corp Regulatory Filings 2021

May 20, 2021

30176_rns_2021-05-20_9cd36804-6f1b-4e1b-9e52-9ba8db92da5b.zip

Regulatory Filings

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 18, 2021

Registrant; State of Incorporation; Address and Telephone Number — PPL Corporation 23-2758192
(Exact name of Registrant as specified in its charter)
Pennsylvania
Two North Ninth Street
Allentown, PA 18101-1179
(610) 774-5151

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol: Name of each exchange on which registered
Common Stock of PPL Corporation PPL New York Stock Exchange
Junior Subordinated Notes of PPL Capital Funding, Inc.
2007 Series A due 2067 PPL/67 New York Stock Exchange
2013 Series B due 2073 PPX New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Section 5 - Corporate Governance and Management

Item 5.07. Submission of Matters to a Vote of Security Holders

At the Annual Meeting of Shareowners of PPL Corporation (the "Company") held on May 18, 2021, the shareowners:

Elected all nine nominees for the office of director. The votes for individual nominees were:

Number of Votes — For Against Abstain Broker Non-Vote
Arthur P. Beattie 546,249,081 4,377,053 1,361,696 104,546,731
Steven G. Elliott 543,097,804 7,557,947 1,332,079 104,546,731
Raja Rajamannar 541,108,262 9,373,697 1,505,871 104,546,731
Craig A. Rogerson 430,639,576 119,979,397 1,368,857 104,546,731
Vincent Sorgi 543,907,598 6,678,827 1,401,405 104,546,731
Natica von Althann 536,085,263 14,523,354 1,379,213 104,546,731
Keith H. Williamson 536,195,723 14,407,385 1,384,722 104,546,731
Phoebe A. Wood 502,837,020 47,907,303 1,243,507 104,546,731
Armando Zagalo de Lima 541,770,099 8,733,356 1,484,375 104,546,731

Approved, on an advisory basis, the 2020 compensation of the Company's named executive officers.

For Against Abstain Broker Non-Vote
524,789,332 23,909,094 3,289,404 104,546,731

Ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.

For Against Abstain Broker Non-Vote
648,187,135 6,648,788 1,698,638 0

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PPL CORPORATION
By: /s/ Marlene C. Beers
Marlene C. Beers Vice President and Controller

Dated: May 20, 2021