AI assistant
PPL Corp — Director's Dealing 2022
Feb 11, 2022
30176_dirs_2022-02-11_10ecf23b-e4cd-4891-a4ec-524f3649a3bf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2022-01-27
Reporting Person: Bergstein Joseph P Jr (EVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-27 | Performance Stock Unit (ICPKE) | $ | J | 3641.02 | Disposed | Common Stock (3641.02) | Direct | |
| 2022-01-27 | Performance Stock Unit (SIP) | $ | J | 5024.538 | Disposed | Common Stock (5024.538) | Direct |
Footnotes
F1: No conversion or exercise price or exercise or expiration date applies.
F2: This amended Form 4 restates the number of performance units forfeited on 01/27/2022 to reflect the additional forfeiture of the 07/01/2019 grant of 5,024.538 performance units. The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%.
F3: Total includes the reinvestment of dividends.
F4: As of 02/11/2022, total performance units beneficially owned is 122,033.818. This total includes the 01/24/2019 grant of 3,641.02 performance units, the 07/01/2019 grant of 5,024.538 performance units, the 01/23/2020 grants of 14,140.968 and 14,140.968 performance units, and the 01/21/2021 grants of 21,233.662 and 21,233.662 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 21,309, (b) 10,655, and (c) 10,655 performance units.