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PPL Corp — Director's Dealing 2021
Jan 27, 2021
30176_dirs_2021-01-27_9fd3d9a0-cdb8-44de-8eae-ca8e5e5add81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2021-01-25
Reporting Person: Sorgi Vincent (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-25 | Common Stock | M | 8903.691 | $28.11 | Acquired | 53982.57 | Direct |
| 2021-01-25 | Common Stock | F | 2733 | $28.11 | Disposed | 51249.57 | Direct |
| 2021-01-25 | Common Stock | M | 26561 | $23.20 | Acquired | 77810.57 | Direct |
| 2021-01-25 | Common Stock | S | 26561 | $27.64 | Disposed | 51249.57 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 | Stock Unit (SIP) | $0.00 | M | 8903.691 | Disposed | Common Stock (8903.691) | Direct | |
| 2021-01-25 | Employee Stock Options (Right to Buy) | $23.20 | M | 26561 | Disposed | 2021-01-26 | Common Stock (26561) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 147.371 | Indirect |
Footnotes
F1: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F2: This Form 4 report reflects the exercise of 26,561 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 12, 2020.
F3: Total includes the reinvestment of dividends.
F4: The units vested on 01/25/2021.
F5: Represents the exercise of 26,561 stock options that vested in three equal annual installments beginning on January 27, 2012.