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PPL Corp — Director's Dealing 2017
Jan 5, 2017
30176_dirs_2017-01-05_b11e8f42-bf40-42d2-b77a-bff680fd4f3f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2017-01-03
Reporting Person: Thompson Paul W (President of a PPL Subsidiary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6454 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Unit (ICPKE) | $ | Common Stock (10270) | Direct | ||
| Stock Unit (ICPKE) | $ | Common Stock (8668) | Direct | ||
| Stock Unit (ICPKE) | $ | Common Stock (8478) | Direct | ||
| Performance Unit (ICPKE) | $ | Common Stock (11444.136) | Direct | ||
| Performance Unit (ICPKE) | $ | Common Stock (9539.3) | Direct | ||
| Performance Unit (ICPKE) | $ | Common Stock (9368.036) | Direct |
Footnotes
F1: The units will vest on January 23, 2017.
F2: No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.
F3: The units will vest on January 22, 2018.
F4: The units will vest on January 21, 2019.
F5: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2016. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2017.
F6: Total includes the reinvestment of dividends.
F7: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2017. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2018.
F8: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2018. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2019.