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PPL Corp — Director's Dealing 2017
Jan 25, 2017
30176_dirs_2017-01-25_01c5a536-9c88-4888-8679-8e1c4b7092fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2017-01-23
Reporting Person: SPENCE WILLIAM H (Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-23 | Common Stock | M | 118194.848 | $34.36 | Acquired | 148650.906 | Direct |
| 2017-01-23 | Common Stock | F | 50661 | $34.36 | Disposed | 97989.906 | Direct |
| 2017-01-24 | Common Stock | S | 67533 | $34.569 | Disposed | 30456.906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-23 | Stock Unit (SIP) | $0.00 | M | 118194.848 | Disposed | Common Stock (118194.848) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 123.901 | Indirect |
| Common Stock | 12824 | Indirect |
Footnotes
F1: Total includes the reinvestment of dividends.
F2: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F3: Represents the sale of 67,533 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.
F4: Represents the weighted average sales price for price increments ranging from $34.270 to $34.660.
F5: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F6: The units vested on January 23, 2017.