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PPL Corp — Director's Dealing 2017
Feb 22, 2017
30176_dirs_2017-02-22_9bf13348-2129-462a-938e-d6360808670e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2017-02-17
Reporting Person: Thompson Paul W (President of a PPL Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | S | 5954 | $36.00 | Disposed | 5073 | Direct |
| 2017-02-21 | Common Stock | S | 400 | $36.005 | Disposed | 4673 | Direct |
| 2017-02-21 | Common Stock | S | 100 | $36.01 | Disposed | 4573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Stock Unit (SIP) | $ | A | 8262 | Acquired | Common Stock (8262) | Direct |
Footnotes
F1: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.
F2: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
F3: The units will vest on 02/17/2020.
F4: As of 02/22/2017, total restricted stock units beneficially owned is 29,744. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units, 01/03/2017 grant of 4,336 restricted stock units and the 02/17/2017 grant of 8,262 restricted stock units.