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PPL Corp — Director's Dealing 2016
Feb 4, 2016
30176_dirs_2016-02-04_0c0071e9-5534-4a18-ad9f-4dfcd964803f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2016-02-03
Reporting Person: SPENCE WILLIAM H (Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-03 | Common Stock | M | 63445 | $23.20 | Acquired | 123810.826 | Direct |
| 2016-02-03 | Common Stock | S | 63445 | $37.00 | Disposed | 60365.826 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-03 | Employee Stock Options (Right to Buy) | $23.20 | M | 63445 | Disposed | 2021-01-26 | Common Stock (63445) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 118.779 | Indirect |
| Common Stock | 12824 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 63,445 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 6, 2015.
F2: Total includes the reinvestment of dividends.
F3: Represents the exercise of 63,445 stock options from a total grant of 190,335 options that vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.
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