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PPL Corp — Director's Dealing 2015
Feb 4, 2015
30176_dirs_2015-02-04_33416275-7313-494e-abaf-3ad13e7ee323.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2015-02-03
Reporting Person: Gabbard Robert D (President of a PPL subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-03 | Common Stock | M | 18477 | $25.74 | Acquired | 72421 | Direct |
| 2015-02-03 | Common Stock | M | 36800 | $28.20 | Acquired | 109221 | Direct |
| 2015-02-03 | Common Stock | M | 35030 | $31.93 | Acquired | 144251 | Direct |
| 2015-02-03 | Common Stock | M | 32140 | $31.17 | Acquired | 176391 | Direct |
| 2015-02-03 | Common Stock | M | 62013 | $29.51 | Acquired | 238404 | Direct |
| 2015-02-03 | Common Stock | S | 184460 | $36.002 | Disposed | 53944 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-03 | Employee Stock Options (Right to Buy) | $25.74 | M | 18477 | Disposed | 2021-01-26 | Common Stock (18477) | Direct |
| 2015-02-03 | Employee Stock Options (Right to Buy) | $28.20 | M | 36800 | Disposed | 2022-01-25 | Common Stock (36800) | Direct |
| 2015-02-03 | Employee Stock Options (Right to Buy) | $31.93 | M | 35030 | Disposed | 2019-01-21 | Common Stock (35030) | Direct |
| 2015-02-03 | Employee Stock Options (Right to Buy) | $31.17 | M | 32140 | Disposed | 2020-01-20 | Common Stock (32140) | Direct |
| 2015-02-03 | Employee Stock Options (Right to Buy) | $29.51 | M | 62013 | Disposed | 2023-01-23 | Common Stock (62013) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 80.031 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 184,460 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated December 12, 2014.
F2: Represents the weighted average sales price for price increments ranging from $36.000 to $36.010.
F3: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F4: Total includes the reinvestment of dividends.
F5: Represents the exercise of 18,477 stock options from a total grant of 55,430 options. The total grant of options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.
F6: Represents the exercise of 36,800 stock options from a total grant of 55,200 options. The total grant of options vested in three equal installments on January 26, 2013, January 26, 2014 and January 26, 2015.
F7: Represents the exercise of a total grant of 35,030 stock options. The total grant of options vested in three installments on January 22, 2010, January 22, 2011 and January 22, 2012.
F8: Represents the exercise of a total grant of 32,140 stock options. The total grant of options vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.
F9: Represents the exercise of 62,013 stock options from a total grant of 93,020 options. The remaining 31,007 options vest on January 24, 2016.