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PPL Corp — Director's Dealing 2015
Aug 24, 2015
30176_dirs_2015-08-24_aadd7594-97f3-49e9-8b20-7053c261166a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2015-08-20
Reporting Person: Wilten Mark F (VP, Treas & Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-20 | Common Stock | S | 965 | $33.75 | Disposed | 19.224 | Direct |
| 2015-08-20 | Common Stock | M | 5632 | $24.83 | Acquired | 5651.224 | Direct |
| 2015-08-20 | Common Stock | S | 5632 | $33.75 | Disposed | 19.224 | Direct |
| 2015-08-20 | Common Stock | M | 15258 | $26.59 | Acquired | 15277.224 | Direct |
| 2015-08-20 | Common Stock | S | 15258 | $33.75 | Disposed | 19.224 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-20 | Employee Stock Options (Right to Buy) | $24.83 | M | 5632 | Disposed | 2022-06-03 | Common Stock (5632) | Direct |
| 2015-08-20 | Employee Stock Options (Right to Buy) | $26.59 | M | 15258 | Disposed | 2023-01-23 | Common Stock (15258) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14.948 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 20,890 options and sale of underlying shares, and the sale of previously vested performance units pursuant to a 10b5-1 plan, dated February 6, 2015.
F2: Total includes the reinvestment of dividends.
F3: Represents the exercise of 5,632 options from a total grant of 16,893 options. The 16,893 options vested in three annual installments on June 4, 2013, June 4, 2014 and June 4, 2015.
F4: Represents the exercise of 15,258 options from a total grant of 45,774 options. The 15,259 options that remain from the original grant vest on January 24, 2016.