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PPL Corp — Director's Dealing 2015
Jun 22, 2015
30176_dirs_2015-06-22_579363b0-dac6-4174-803d-41fb4a3d4fbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2015-06-19
Reporting Person: Wilten Mark F (VP, Treas & Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-19 | Common Stock | M | 2239 | $30.82 | Acquired | 3204 | Direct |
| 2015-06-19 | Common Stock | F | 713 | $30.82 | Disposed | 2491 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-19 | Stock Unit (SIP) | $ | J | 157.435 | Acquired | Common Stock (157.435) | Direct | |
| 2015-06-19 | Stock Unit (SIP) | $ | J | 291.791 | Acquired | Common Stock (291.791) | Direct | |
| 2015-06-19 | Stock Unit (SIP) | $ | J | 446.383 | Acquired | Common Stock (446.383) | Direct | |
| 2015-06-19 | Stock Unit (SIP) | $ | J | 365.896 | Acquired | Common Stock (365.896) | Direct | |
| 2015-06-19 | Performance Stock Unit (SIP) | $ | J | 301.857 | Acquired | Common Stock (301.857) | Direct | |
| 2015-06-19 | Performance Stock Unit (SIP) | $ | J | 436.626 | Acquired | Common Stock (436.626) | Direct | |
| 2015-06-19 | Performance Stock Unit (SIP) | $ | J | 368.564 | Acquired | Common Stock (368.564) | Direct | |
| 2015-06-19 | Stock Unit (SIP) | $0.00 | M | 2239 | Disposed | Common Stock (2239) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14.766 | Indirect |
Footnotes
F1: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F2: Total includes the reinvestment of dividends.
F3: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
F4: Reflects adjustment to previously granted restricted stock units or performance units in respect of the June 1, 2015 spinoff of Talen Energy Corporation.
F5: Additional restricted stock units granted vested on the same schedule as the previously granted restricted stock units for which the spinoff adjustment has been made. The units vested on June 19, 2015.
F6: Additional restricted stock units granted vest on the same schedule as the previously granted restricted stock units for which the spinoff adjustment has been made. The units will vest on January 24, 2016.
F7: Additional restricted stock units granted vest on the same schedule as the previously granted restricted stock units for which the spinoff adjustment has been made. The units will vest on January 23, 2017.
F8: Additional restricted stock units granted vest on the same schedule as the previously granted restricted stock units for which the spinoff adjustment has been made. The units will vest on January 22, 2018.
F9: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2015. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2016.
F10: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2016. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2017.
F11: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2017. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2018.
F12: The units vested on June 19, 2015.