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PPL Corp — Director's Dealing 2015
Dec 28, 2015
30176_dirs_2015-12-28_16056ca8-d99f-469a-8607-14223cdffc0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2015-12-23
Reporting Person: Dudkin Gregory N (President of a PPL Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-23 | Common Stock | M | 47972 | $25.41 | Acquired | 58030 | Direct |
| 2015-12-23 | Common Stock | S | 47972 | $34.00 | Disposed | 10058 | Direct |
| 2015-12-23 | Common Stock | M | 5383 | $25.74 | Acquired | 15441 | Direct |
| 2015-12-23 | Common Stock | S | 5383 | $34.00 | Disposed | 10058 | Direct |
| 2015-12-23 | Common Stock | M | 68202 | $26.59 | Acquired | 78260 | Direct |
| 2015-12-23 | Common Stock | S | 68202 | $34.00 | Disposed | 10058 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-23 | Employee Stock Options (Right to Buy) | $25.41 | M | 47972 | Disposed | 2022-01-25 | Common Stock (47972) | Direct |
| 2015-12-23 | Employee Stock Options (Right to Buy) | $25.74 | M | 5383 | Disposed | 2022-03-04 | Common Stock (5383) | Direct |
| 2015-12-23 | Employee Stock Options (Right to Buy) | $26.59 | M | 68202 | Disposed | 2023-01-23 | Common Stock (68202) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70.219 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 121,557 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2015.
F2: Total includes the reinvestment of dividends.
F3: Represents the exercise of 47,972 stock options that vested in three installments on January 26, 2013, January 26, 2014 and January 26, 2015.
F4: Represents the exercise of 5,383 stock options that vested in three installments on March 5, 2013, March 5, 2014 and March 5, 2015.
F5: Represents the exercise of 68,202 stock options from a total grant of 102,304 options. The remaining 34,102 options vest on January 24, 2016.