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PPL Corp — Director's Dealing 2015
Jan 7, 2015
30176_dirs_2015-01-07_6609c57d-c5a9-4e49-aad3-f1ff22648f33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2015-01-05
Reporting Person: Dudkin Gregory N (President of a PPL Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-05 | Common Stock | M | 15640 | $33.39 | Acquired | 15640 | Direct |
| 2015-01-05 | Common Stock | S | 15640 | $35.639 | Disposed | 0 | Direct |
| 2015-01-05 | Common Stock | M | 4900 | $31.17 | Acquired | 4900 | Direct |
| 2015-01-05 | Common Stock | S | 4900 | $36.017 | Disposed | 0 | Direct |
| 2015-01-05 | Common Stock | M | 8300 | $25.74 | Acquired | 8300 | Direct |
| 2015-01-05 | Common Stock | S | 8300 | $36.021 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-05 | Employee Stock Options (Right to Buy) | $33.39 | M | 15640 | Disposed | 2019-06-28 | Common Stock (15640) | Direct |
| 2015-01-05 | Employee Stock Options (Right to Buy) | $31.17 | M | 4900 | Disposed | 2020-01-20 | Common Stock (4900) | Direct |
| 2015-01-05 | Employee Stock Options (Right to Buy) | $25.74 | M | 8300 | Disposed | 2021-01-26 | Common Stock (8300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 63.018 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 28,840 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 17, 2014.
F2: Represents the weighted average sales price for price increments ranging from $35.280 to $36.190.
F3: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F4: Represents the weighted average sales price for price increments ranging from $35.990 to $36.150.
F5: Represents the weighted average sales price for price increments ranging from $35.990 to $36.290.
F6: Total includes the reinvestment of dividends.
F7: Represents the exercise of 15,640 stock options that vested in three installments on June 29, 2010, June 29, 2011 and June 29, 2012.
F8: Represents the exercise of 4,900 stock options from a total grant of 25,720 options. The 25,720 stock options vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.
F9: Represents the exercise of 8,300 stock options from a total grant of 43,110 options. The 43,110 stock options vested in three equal installments on January 27, 2012, January 27, 2013 and January 27, 2014.