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PPL Corp — Director's Dealing 2014
Nov 6, 2014
30176_dirs_2014-11-06_73c852d6-625d-4c15-85d8-92f32aca750b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2014-11-04
Reporting Person: Wilten Mark F (VP-Treasurer & Chief Risk Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-04 | Common Stock | M | 2500 | $29.51 | Acquired | 2500 | Direct |
| 2014-11-04 | Common Stock | S | 2500 | $35.41 | Disposed | 0 | Direct |
| 2014-11-05 | Common Stock | M | 11246 | $29.51 | Acquired | 11246 | Direct |
| 2014-11-05 | Common Stock | S | 5000 | $35.42 | Disposed | 6246 | Direct |
| 2014-11-05 | Common Stock | S | 6246 | $35.473 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-04 | Employee Stock Options (Right to Buy) | $29.51 | M | 2500 | Disposed | 2023-01-23 | Common Stock (2500) | Direct |
| 2014-11-05 | Employee Stock Options (Right to Buy) | $29.51 | M | 11246 | Disposed | 2023-01-23 | Common Stock (11246) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13.433 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 13,746 options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 11, 2014.
F2: Total includes the reinvestment of dividends.
F3: Represents the exercise of 2,500 options from a total grant of 41,240 options. 11,246 of the remaining options have already vested. The other remaining 27,494 options vest in two equal installments on January 24, 2015 and January 24, 2016.
F4: Represents the exercise of 11,246 options from a total grant of 41,240 options. The remaining 27,494 options vest in two equal installments on January 24, 2015 and January 24, 2016.