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PPL Corp — Director's Dealing 2014
Jun 2, 2014
30176_dirs_2014-06-02_291e625d-47d1-40a9-a416-b89b57d4b27a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2014-05-29
Reporting Person: Klingensmith Rick L (President of a PPL Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-29 | Common Stock | M | 18000 | $25.74 | Acquired | 41039 | Direct |
| 2014-05-29 | Common Stock | S | 18000 | $34.75 | Disposed | 23039 | Direct |
| 2014-05-30 | Common Stock | M | 17433 | $25.74 | Acquired | 40472 | Direct |
| 2014-05-30 | Common Stock | S | 17433 | $35.00 | Disposed | 23039 | Direct |
| 2014-05-30 | Common Stock | M | 17620 | $28.20 | Acquired | 40659 | Direct |
| 2014-05-30 | Common Stock | S | 17620 | $35.00 | Disposed | 23039 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | Employee Stock Options (Right to Buy) | $25.74 | M | 18000 | Disposed | 2021-01-26 | Common Stock (18000) | Direct |
| 2014-05-30 | Employee Stock Options (Right to Buy) | $25.74 | M | 17433 | Disposed | 2021-01-26 | Common Stock (17433) | Direct |
| 2014-05-30 | Employee Stock Options (Right to Buy) | $28.20 | M | 17620 | Disposed | 2022-01-25 | Common Stock (17620) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 102.118 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 53,053 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated August 15, 2013.
F2: Total includes the reinvestment of dividends.
F3: Represents the exercise of 18,000 stock options from a total grant of 53,150 options. The 53,150 options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.
F4: Represents the exercise of 17,433 stock options from a total grant of 53,150 options. The 53,150 options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.
F5: Represents the exercise of 17,620 stock options from a total grant of 52,860 options. The remaining 35,240 options vest in two installments. 17,620 options vested on January 26, 2014 and 17,620 options vest on January 26, 2015.