AI assistant
PPL Corp — Director's Dealing 2014
Jan 30, 2014
30176_dirs_2014-01-30_8882dbfe-c2f0-45a8-bc82-f935957405a1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2014-01-28
Reporting Person: Staffieri Victor A (President of a PPL Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-28 | Common Stock | M | 46844 | $25.74 | Acquired | 56105 | Direct |
| 2014-01-28 | Common Stock | S | 46844 | $30.052 | Disposed | 9261 | Direct |
| 2014-01-29 | Common Stock | S | 9261 | $30.032 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-28 | Employee Stock Options (Right to Buy) | $25.74 | M | 46844 | Disposed | 2021-01-26 | Common Stock (46844) | Direct |
Footnotes
F1: This Form 4 report reflects the exercise of 46,844 stock options and sale of underlying shares and the sale of 9,261 shares of common stock pursuant to a 10b5-1 plan, dated March 6, 2013.
F2: Represents the weighted average sales price for price increments ranging from $30.000 to $30.075.
F3: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F4: Represents the weighted average sales price for price increments ranging from $29.930 to $30.120.
F5: The options became exercisable on 01/27/2014.