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PPL Corp — Director's Dealing 2014
Nov 7, 2014
30176_dirs_2014-11-07_dfec7f09-d904-47e6-aa58-d0610346e3d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2014-09-26
Reporting Person: GREY ROBERT J (EVP, General Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-26 | Common Stock | W | 124 | $0.00 | Acquired | 639 | Direct |
| 2014-11-05 | Common Stock | M | 65430 | $30.14 | Acquired | 66069 | Direct |
| 2014-11-05 | Common Stock | S | 65430 | $36.00 | Disposed | 639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-05 | Employee Stock Options (Right to Buy) | $30.14 | M | 65430 | Disposed | 2016-01-25 | Common Stock (65430) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 404.099 | Indirect |
Footnotes
F1: Represents acquisition of direct ownership of shares previously held in a trust for the benefit of Mr. Grey's mother, of which Mr. Grey was the trustee and a remainderman of a one-fourth interest in the trust corpus.
F2: Represents the exercise of 65,430 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 25, 2013.
F3: Total includes the reinvestment of dividends.
F4: The total grant of 65,430 options vested in three equal installments on January 26, 2007, January 26, 2008 and January 26, 2009.
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