AI assistant
PPL Corp — Director's Dealing 2013
Apr 1, 2013
30176_dirs_2013-04-01_364e9fa3-34a3-49c6-8900-0a59ae32de5e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2013-03-28
Reporting Person: FARR PAUL A (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-28 | Common Stock | M | 33980 | $26.66 | Acquired | 96499.149 | Direct |
| 2013-03-28 | Common Stock | S | 33980 | $31.0178 | Disposed | 62519.149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-28 | Employee Stock Options (Right to Buy) | $26.66 | M | 33980 | Disposed | Common Stock (33980) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12.247 | Indirect |
| Common Stock | 128.231 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 33,980 stock options and sale of underlying shares pursuant to a 10b5-1 plan dated February 25, 2013.
F2: Total includes the reinvestment of dividends.
F3: Represents the weighted average sales price for price increments ranging from $30.76 to $31.16.
F4: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F5: Represents the exercise of 33,980 stock options from a total grant of 50,980 options that vested in three installments of 16,994 options on January 27, 2006, 16,993 options on January 27, 2007 and 16,993 options on January 27, 2008. The remaining 17,000 options were exercised on August 3, 2007.