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PPL Corp — Director's Dealing 2013
Apr 29, 2013
30176_dirs_2013-04-29_e05ac1f6-686c-47f4-bb38-4c0c0a3125bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2013-04-26
Reporting Person: SPENCE WILLIAM H (Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-26 | Common Stock | M | 109480 | $31.93 | Acquired | 115307.226 | Direct |
| 2013-04-26 | Common Stock | M | 100450 | $31.17 | Acquired | 215757.226 | Direct |
| 2013-04-26 | Common Stock | S | 209930 | $33.00 | Disposed | 5827.226 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-26 | Employee Stock Options (Right to Buy) | $31.93 | M | 109480 | Disposed | Common Stock (109480) | Direct | |
| 2013-04-26 | Employee Stock Options (Right to Buy) | $31.17 | M | 100450 | Disposed | Common Stock (100450) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 97.367 | Indirect |
| Common Stock | 12824 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 209,930 stock options and sale of underlying shares pursuant to a 10b5-1 plan dated March 19, 2013.
F2: Total includes the reinvestment of dividends.
F3: The total grant of 109,480 options vested in three installments on January 22, 2010, January 22, 2011 and January 22, 2012.
F4: The total grant of 100,450 options vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.
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