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PPL Corp — Director's Dealing 2013
Jan 23, 2013
30176_dirs_2013-01-23_70a4faa4-aa69-4750-9fc4-4ed58023fc0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2013-01-21
Reporting Person: FARR PAUL A (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-21 | Common Stock | M | 17100 | $29.38 | Acquired | 85819.149 | Direct |
| 2013-01-21 | Common Stock | F | 5500 | $29.38 | Disposed | 80319.149 | Direct |
| 2013-01-22 | Common Stock | S | 11600 | $29.3203 | Disposed | 68719.149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-21 | Stock Unit (ICP) | $0.00 | M | 17100 | Disposed | Common Stock (17100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12.247 | Indirect |
| Common Stock | 111.314 | Indirect |
Footnotes
F1: Total includes the reinvestment of dividends.
F2: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan (ICP).
F3: This Form 4 report reflects the sale of 11,600 shares of common stock pursuant to a 10b5-1 plan, dated November 9, 2012.
F4: Represents the weighted average sales price for price increments ranging from $29.250 to $29.420.
F5: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F6: The units vested on 01/21/2013.