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PPL Corp — Director's Dealing 2012
Mar 7, 2012
30176_dirs_2012-03-07_2ab309cf-d400-4014-8429-9504f86f41a0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2012-03-05
Reporting Person: Dudkin Gregory N (President of a PPL Subsidiary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
| Common Stock | 41.333 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $33.39 | 2019-06-28 | Common Stock (15640) | Direct | |
| Employee Stock Options (Right to Buy) | $31.17 | 2020-01-20 | Common Stock (25720) | Direct | |
| Employee Stock Options (Right to Buy) | $25.74 | 2021-01-26 | Common Stock (43110) | Direct | |
| Employee Stock Options (Right to Buy) | $28.20 | 2022-01-25 | Common Stock (43220) | Direct | |
| Stock Unit (ICPKE) | $ | Common Stock (2250) | Direct | ||
| Stock Unit (ICPKE) | $ | Common Stock (3070) | Direct | ||
| Stock Unit (ICPKE) | $ | Common Stock (9020) | Direct | ||
| Stock Unit (ICPKE) | $ | Common Stock (15000) | Direct | ||
| Stock Unit (ICPKE) | $ | Common Stock (11690) | Direct | ||
| Performance Stock Unit (ICPKE) | $ | Common Stock (3002.167) | Direct | ||
| Performance Stock Unit (ICPKE) | $ | Common Stock (3555.203) | Direct | ||
| Performance Stock Unit (ICPKE) | $ | Common Stock (6400) | Direct |
Footnotes
F1: Total includes the reinvestment of dividends.
F2: The option became exercisable as to 5,213 shares on 06/29/2010 and 5,213 shares on 06/29/2011, and becomes exercisable as to the remaining 5,214 shares on 06/29/2012.
F3: The option became exercisable as to 8,573 shares on 01/21/2011 and 8,573 shares on 01/21/2012, and becomes exercisable as to the remaining 8,574 shares on 01/21/2013.
F4: The option became exercisable as to 14,370 shares on 01/27/2012, and becomes exercisable as to the remaining 28,740 shares in equal installments on 01/27/2013 and 01/27/2014.
F5: The options vest in three annual installments beginning on 01/26/2013.
F6: The units will vest on 06/29/2012.
F7: No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.
F8: The units will vest on 01/21/2013.
F9: The units will vest on 01/27/2014.
F10: The units will vest on 06/17/2017.
F11: The units will vest on 01/26/2015.
F12: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2012.
F13: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2013.
F14: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2014.