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PPK GROUP LIMITED — Major Shareholding Notification 2014
Mar 17, 2014
65603_rns_2014-03-17_f737f262-d864-47c5-b558-689aa87d3d1a.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/SchemeACN/ARSN | PPK GROUP LIMITED003 964 181 | ||
|---|---|---|---|
| 1. Details of substantial holder(1) | |||
| NameACN/ARSN (if applicable) | Glenn Robert Molloy (GRM) | ||
| There was a change in the interests of thesubstantial holder on | 22/10/2013 | ||
| The previous notice was given to the companyon | (notice given by Wavet Fund No. 2 Pty Ltd (Wavet))28/06/2011 | ||
| The previous notice was dated | 28/06/2011 | ||
| the contract of the contract of the contract of the contract of the contract of the contract of the contract of |
- Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2)had a relevant interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | FICSCHI INUUVO | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| Fully paid ordinary shares(FPO Shares) | 11.794.306 | 21.86% | 12,905,000 | 23.93% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the companyor scheme, since the substantial holder was last required to give
| Date ofchange | Person whoserelevant interestchanged | Nature of change (6) | Considerationgiven in relationto change (7) | Class and numberof securitiesaffected (all FPO) | Person'svotesaffected | |
|---|---|---|---|---|---|---|
| 28/06/2011 | DispensersQualitySuper Fund Pty Ltd | Incorrectclassification as anassociate of Wavet | n/a | 100,000 | 100,000 | |
| 28/06/2011 | Wavet | on market purchase | $34,100.00 | 110,000 | 110,000 | |
| 12/07/2011 | Wavet | on market purchase | $9,979.20 | 31,680 | 31,680 | |
| 22/11/2011 | Wavet | on market purchase | $2,702.70 | 8,580 | 8,580 | |
| 22/10/2013 | Wavet | on market purchase | $396,260.40 | 660,434 | 660,434 | |
| 11/12/2013 | Wavet | on market purchase | $66,000.00 | 100,000 | 100,000 | |
| 7/03/2014 | GRM | placement | $112,500.00 | 150,000 | 150,000 | |
| 7/03/2014 | GRM | placement | $112,500.00 | 150,000 | 150,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registered holder ofsecurities | Person entitledto be registeredas holder (8) | Nature of relevantinterest (6) | Class andnumber ofsecurities(all FPO) | Person'svotes |
|---|---|---|---|---|---|
| GRM | Wavet Fund No. 2Pty Ltd | control of theregistered holderand beneficial ownerof the shares | 12,100,000 | 12,100,000 | |
| GRM | Heather EllenKennedy and GlennRobert Molloy <s a<br="">Molloy A/C> | power to exercisethe voting rightsattached to, and thedisposal of, theshares as jointregistered holder | 250,000 | 250,000 | |
| GRM | Heather EllenKennedy and GlennRobert Molloy <t m<br="">Molloy A/C> | as above | 255,000 | 255,000 | |
| GRM | Glenn Molloy, JuryWowk and CharmionRachel ToltzGraham < TheCharmionTestamentary A/C> | as above | 150,000 | 150,000 | |
| GRM | Brian Charman,Glenn Molloy andFiona Toltz <theFiona TestamentaryAC</the | as above | 150,000 | 150,000 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Quality Dispensers Super Fund PtyLtdACN 108 523 011 | ' Incorrectly classified as an associate of Wavet in previousI notice given by Wavet dated 28/06/2011. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Glenn Robert Molloy | 108 Commodore Drive, Paradise Waters. QLD. 4217 |
| Wavet Fund No. 2 Pty LtdACN 065 328 412 | 108 Commodore Drive, Paradise Waters. QLD. 4217 |
| Quality Dispensers Super Fund Pty Ltd | 108 Commodore Drive, Paradise Waters. QLD. 4217 |
| Heather Ellen Kennedy and GlennRobert Molloy | 108 Commodore Drive, Paradise Waters. QLD. 4217 |
| Glenn Molloy, Jury Wowk and CharmionRachel Toltz Graham | 141 George Street, Avalon Beach. NSW. 2107 |
| Brian Charman, Glenn Molloy and FionaToltz | PO Box 348, Mullumbimby, NSW, 2482 |
Signature
| print name | GLENN-ROBERT MOLLOY | capacity | |
|---|---|---|---|
| sign here | An | date / 03/2014 | |
| DIRECTIONS |
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If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the managerand trustee of an equity trust), the names could be included in an ann $(1)$
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$(2)$
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$(3)$
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The voting shares of a company constitute one class unless divided into separate classes. $(4)$
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The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
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Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $(a)$ copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acqui may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf $(7)$ they are not paid directly to the person from whom the relevant interest was acquired.
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they are not paid directly to the person monitoring relevant interest was acquired.If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) wri $(8)$
$\ddot{9}$