AI assistant
PPG INDUSTRIES INC — Director's Dealing 2013
Jan 18, 2013
30239_dirs_2013-01-18_6ccd1edf-0caf-4336-a4d1-b8c4791c155b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPG INDUSTRIES INC (PPG)
CIK: 0000079879
Period of Report: 2013-01-16
Reporting Person: Alexander J Rich (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-16 | Common Stock | M | 13600 | $59.63 | Acquired | 47440 | Direct |
| 2013-01-16 | Common Stock | M | 17000 | $68.61 | Acquired | 64440 | Direct |
| 2013-01-16 | Common Stock | M | 16200 | $63.69 | Acquired | 80640 | Direct |
| 2013-01-16 | Common Stock | S | 40200 | $137.4105 | Disposed | 40440 | Direct |
| 2013-01-16 | Common Stock | S | 12500 | $138.2398 | Disposed | 27940 | Direct |
| 2013-01-16 | Common Stock | S | 4100 | $139.2954 | Disposed | 23840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-16 | Employee Stock Options | $59.63 | M | 13600 | Disposed | 2016-02-14 | Common Stock (13600) | Direct |
| 2013-01-16 | Employee Stock Options | $68.61 | M | 17000 | Disposed | 2017-02-13 | Common Stock (17000) | Direct |
| 2013-01-16 | Employee Stock Options | $63.69 | M | 16200 | Disposed | 2018-02-19 | Common Stock (16200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19.5463 | Indirect |
Footnotes
F1: This amended total reflects that shares of common stock were transferred to the reporting person's ex-wife pursuant to a divorce proceeding. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
F2: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $137.0000 to $137.9900 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F3: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $138.0150 to $138.6800 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F4: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $139.0000 to $139.5200 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F5: Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of January 16, 2013.
F6: Right to buy granted under the PPG Industries, Inc. Stock Plan.
F7: Right to buy granted under the PPG Industries, Inc. Omnibus Incentive Plan.