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PPG INDUSTRIES INC — Director's Dealing 2013
Aug 2, 2013
30239_dirs_2013-08-02_23de5fb4-87b7-4c13-9d5c-e8b0f84465a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPG INDUSTRIES INC (PPG)
CIK: 0000079879
Period of Report: 2013-07-31
Reporting Person: BUNCH CHARLES E (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-31 | Common Stock | M | 50000 | $63.69 | Acquired | 386893 | Direct |
| 2013-07-31 | Common Stock | S | 36573 | $160.7213 | Disposed | 350320 | Direct |
| 2013-07-31 | Common Stock | S | 13427 | $161.4451 | Disposed | 336893 | Direct |
| 2013-08-01 | Common Stock | M | 45000 | $63.69 | Acquired | 381893 | Direct |
| 2013-08-01 | Common Stock | S | 10890 | $161.7993 | Disposed | 371003 | Direct |
| 2013-08-01 | Common Stock | S | 34110 | $162.69 | Disposed | 336893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-31 | Phamtom Stock Units | $ | A | 21.185 | Acquired | Common Stock (21.185) | Direct | |
| 2013-07-31 | Employee Stock Option | $63.69 | M | 50000 | Disposed | 2018-02-19 | Common Stock (50000) | Direct |
| 2013-08-01 | Employee Stock Options | $63.69 | M | 45000 | Disposed | 2018-02-19 | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11737.2743 | Indirect |
Footnotes
F1: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $160.1600 to $161.1500 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F2: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $161.1637 to $161.5500 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F3: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $161.3150 to $162.3116 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F4: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $162.3200 to $163.1400 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F5: Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of August 1, 2013.
F6: The security converts to common stock on a one-for-one basis.
F7: After termination of employment with PPG.
F8: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan.
F9: Right to buy granted under the PPG Industries, Inc. Omnibus Incentive Plan.