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PPG INDUSTRIES INC — Director's Dealing 2013
Aug 2, 2013
30239_dirs_2013-08-02_86f85de4-6d63-4009-941f-a4331e391e72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPG INDUSTRIES INC (PPG)
CIK: 0000079879
Period of Report: 2013-07-31
Reporting Person: ELIAS RICHARD C (Sr. VP, Optical & SpecMatls)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-31 | Common Stock | M | 15000 | $61.81 | Acquired | 28678.6142 | Direct |
| 2013-07-31 | Common Stock | S | 12400 | $160.5074 | Disposed | 16278.6142 | Direct |
| 2013-07-31 | Common Stock | S | 2600 | $161.4093 | Disposed | 13678.6142 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-31 | Phamtom Stock Units | $ | A | 4.151 | Acquired | Common Stock (4.151) | Direct | |
| 2013-07-31 | Employee Stock Options | $61.81 | M | 15000 | Disposed | 2020-02-16 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4044.6763 | Indirect |
Footnotes
F1: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $160.0900 to $160.9600 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F2: This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $161.1100 to $161.7500 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
F3: Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of July 31, 2013.
F4: The security converts to common stock on a one-for-one basis.
F5: After termination of employment with PPG.
F6: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan.
F7: Right to buy granted under the PPG Industries, Inc. Omnibus Incentive Plan.