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Power REIT — Director's Dealing 2022
Aug 16, 2022
35464_dirs_2022-08-16_5efb5df5-20d8-4f23-b498-854323d53f6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Power REIT (PW)
CIK: 0001532619
Period of Report: 2022-07-15
Reporting Person: Haynes Patrick R III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-15 | Common Stock | A | 600 | — | Acquired | 8719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-15 | Stock Option (right to purchase) | $13.44 | A | 10000 | Acquired | 2032-07-15 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11507 | Indirect |
Footnotes
F1: On July 15, 2022, Mr. Haynes was granted 600 shares of restricted common stock as compensation pursuant to the Power REIT 2020 Equity Incentive Plan which vests in equal 25% installments on each of 9/30/22, 12/31/22, 3/31/23 and 6/30/23.
F2: Patrick R. Haynes III is the Managing Member of JRC Management LLC. Mr. Haynes disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein.
F3: On July 15, 2022 Mr. Haynes was granted an option to purchase 10,000 shares of common stock as compensation pursuant to Power REIT 2020 Equity Incentive Plan which vests monthly pro rata over 36 months starting in August, 2022.