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Power REIT — Director's Dealing 2021
Feb 12, 2021
35464_dirs_2021-02-12_247b5482-bdbf-4e6a-97ee-8a1f636b653c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Power REIT (PW)
CIK: 0001532619
Period of Report: 2021-02-10
Reporting Person: Lesser David H (Director, CEO, Secretary, Treasurer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-10 | Common Stock | P | 68679 | $26.50 | Acquired | 68679 | Indirect |
| 2021-02-10 | Common Stock | P | 132074 | $26.50 | Acquired | 132074 | Indirect |
| 2021-02-10 | Common Stock | P | 155000 | $26.50 | Acquired | 155000 | Indirect |
| 2021-02-10 | Common Stock | P | 123020 | $26.50 | Acquired | 123020 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 508217 | Direct |
Footnotes
F1: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 508,217 shares including a non-qualified stock option to acquire 100,000 common shares that was awarded on August 13, 2012, with a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.
F2: David H. Lesser is the Co-Managing Member of 13310 LMR2A LLC
F3: David H. Lesser is the Managing Member of PW RO Holdings LLC.
F4: David H. Lesser is the Managing Member of PW RO Holdings 2 LLC.
F5: David H. Lesser is the Managing Member of PW RO Holdings 3 LLC.