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Power REIT Director's Dealing 2021

May 28, 2021

35464_dirs_2021-05-28_cb277ca2-8dcc-430e-94b9-d4132e70bcbc.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Power REIT (PW)
CIK: 0001532619
Period of Report: 2012-08-13

Reporting Person: Lesser David H (Director, CEO, Secretary, Treasurer, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-08-13 Stock Option (Right to Buy) $7.96 A 100000 Acquired 2022-08-12 Common Stock (100000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 31530 Direct

Footnotes

F1: The reporting person was granted non-qualified stock option to acquire 100,000 shares of common stock (the "Option") and 20,000 restricted shares of common stock ("Restricted Stock") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

F2: The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.