POWELL INDUSTRIES INC — Director's Dealing 2016

Nov 15, 2016

SEC Form 4/A — Form 4/A

Issuer: POWELL INDUSTRIES INC (POWL)
CIK: 0000080420
Period of Report: 2016-02-23

Reporting Person: COPE BRETT ALAN (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-23	Common Stock	D	3700	$0.00	Disposed	9503	Direct
2016-02-23	Common Stock	A	5600	$0.00	Acquired	15103	Direct
2016-07-01	Common Stock	A	5000	$0.00	Acquired	20103	Direct

Footnotes

F1: Transaction involved an amendment of an outstanding grant of RSU awards that were originally granted on October 1, 2015, resulting in the deemed cancellation and regrant of the award.

F2: The reporting person is filing this amendment to correct an error with respect to the amount of securities deemed to have been cancelled pursuant to the transaction described in footnote (1), which in turn resulted in an error in the amount of securities reported as beneficially owned in subsequent reported transactions.

F3: Represents time-based RSU awards that will vest in three equal annual installments on the first, second and third anniversaries of October 1, 2015, subject to the Reporting Person's continued employment with the Company.

F4: Represents time-based RSUs that vests 100% on the third anniversary date from the date of grant.