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POWELL INDUSTRIES INC — Director's Dealing 2012
Jun 25, 2012
31229_dirs_2012-06-25_e7690176-7c08-4bf5-9d31-1bc2c7179115.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POWELL INDUSTRIES INC (POWL)
CIK: 0000080420
Period of Report: 2012-06-19
Reporting Person: POWELL THOMAS W (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-19 | Common Stock | A | 2000 | $0.00 | Acquired | 722222 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1798628 | Indirect |
| Common Stock | 26605 | Indirect |
Footnotes
F1: Restricted stock grant is subject to forfeiture - restrictions lapse with respect to 1,000 shares on the first anniversary from the date of the grant, and restrictions lapse with respect to the remaining 1,000 shares on the second anniversary from the date of the grant.
F2: Includes 3,000 shares of restricted stock that have time-based vesting provisions.
F3: Includes 8,800 shares of restricted stock that were issued upon exercise of underlying stock options and vest in five equal installments from date of exercise; subject to certain conditions.