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POTBELLY CORP Director's Dealing 2018

Mar 2, 2018

32799_dirs_2018-03-02_64615745-bb31-42a8-a6a4-5938e9981838.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2018-03-01

Reporting Person: Ewing Anne (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-01 Common Stock M 867 $8.0 Acquired 8955 Direct
2018-03-01 Common Stock S 867 $12.8652 Disposed 8088 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-01 Non-Qualified Stock Option (right to buy) $8.0 M 867 Disposed 2018-05-14 Common Stock (867) Direct

Footnotes

F1: The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.