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POTBELLY CORP — Director's Dealing 2018
Mar 2, 2018
32799_dirs_2018-03-02_64615745-bb31-42a8-a6a4-5938e9981838.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2018-03-01
Reporting Person: Ewing Anne (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Common Stock | M | 867 | $8.0 | Acquired | 8955 | Direct |
| 2018-03-01 | Common Stock | S | 867 | $12.8652 | Disposed | 8088 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | Non-Qualified Stock Option (right to buy) | $8.0 | M | 867 | Disposed | 2018-05-14 | Common Stock (867) | Direct |
Footnotes
F1: The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.
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