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POTBELLY CORP Director's Dealing 2018

Mar 13, 2018

32799_dirs_2018-03-13_9555ac11-3457-420c-9ae5-ed031d4196bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2018-03-12

Reporting Person: Ewing Anne (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-12 Common Stock M 5000 $7.22 Acquired 13088 Direct
2018-03-12 Common Stock S 5000 $13.16 Disposed 8088 Direct
2018-03-12 Common Stock M 4220 $7.0 Acquired 12308 Direct
2018-03-12 Common Stock S 4220 $13.16 Disposed 8088 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-12 Non-Qualified Stock Option (right to buy) $7.0 M 4220 Disposed 2020-07-01 Common Stock (4220) Direct
2018-03-12 Non-Qualified Stock Option (right to buy) $7.22 M 5000 Disposed 2021-05-10 Common Stock (5000) Direct

Footnotes

F1: The Common Stock sold by the Reporting Person and reported herein were sold at a range of $13.10 to $13.23 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F2: All stock options have vested and are exercisable.