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POTBELLY CORP — Director's Dealing 2018
Jun 15, 2018
32799_dirs_2018-06-15_db6a7b0c-1347-4ce5-9fb8-d6c799e5750a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2018-03-07
Reporting Person: Younglove-Webb Julie (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-07 | Common Stock | F | 2030 | $13.2 | Disposed | 15617 | Direct |
| 2018-06-13 | Common Stock | M | 20000 | $8.0 | Acquired | 35617 | Direct |
| 2018-06-13 | Common Stock | S | 20000 | $13.1 | Disposed | 15617 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-13 | Non-Qualified Stock Option (right to buy) | $8.0 | M | 20000 | Disposed | 2019-01-07 | Common Stock (20000) | Direct |
Footnotes
F1: Shares withheld to satisfy tax obligation applicable to the vesting of restricted stock units.
F2: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F3: All stock options have vested and are exercisable.
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