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POTBELLY CORP — Director's Dealing 2017
May 16, 2017
32799_dirs_2017-05-15_16e6ec04-914d-4bfc-a88d-a91c3e413784.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2017-05-11
Reporting Person: Ostrowski Sherry (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-11 | Common Stock | A | 7500 | $0.0 | Acquired | 7500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-11 | Non-Qualified Stock Option (right to buy) | $11.05 | A | 18844 | Acquired | 2027-05-11 | Common Stock (18844) | Direct |
Footnotes
F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments on March 7, 2018; March 7, 2019; and March 7, 2020.
F2: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
F3: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
F4: The stock options will vest in equal installments on March 7, 2018; March 7, 2019; March 7, 2020; and March 7, 2021.