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POTBELLY CORP — Director's Dealing 2017
Dec 2, 2017
32799_dirs_2017-12-01_cef924bf-73e4-4299-912b-854aac52743e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2017-11-29
Reporting Person: Johnson Alan L (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock | A | 78125 | $0.0 | Acquired | 78125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-29 | Non-Qualified Stock Option (right to buy) | $12.8 | A | 200401 | Acquired | 2027-11-29 | Common Stock (200401) | Direct |
Footnotes
F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date.
F2: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
F3: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
F4: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date.