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POTBELLY CORP Director's Dealing 2016

Mar 10, 2016

32799_dirs_2016-03-09_b68f3bfd-1081-44a0-bae8-26b1e488566a.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2016-03-08

Reporting Person: Ostrowski Sherry (Senior Vice President)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $9.47 2023-03-05 Common Stock (20000) Direct
Non-Qualified Stock Option (right to buy) $12.98 2025-03-05 Common Stock (10714) Direct
Non-Qualified Stock Option (right to buy) $13.73 2026-03-04 Common Stock (22516) Direct
Non-Qualified Stock Option (right to buy) $14.0 2023-10-04 Common Stock (15000) Direct
Non-Qualified Stock Option (right to buy) $20.53 2024-03-06 Common Stock (7185) Direct

Footnotes

F1: The option vests in five equal annual installments beginning on the first anniversary of the Transaction Date.

F2: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date.